Michael
Harkins

Stifel, Nicolaus & Company, Inc

CRD#1282819
Investment Advisor
in Bellevue, WA

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About this Advisor

Michael Harkins is a financial advisor who works in Bellevue, Washington with 10 years of industry experience. Harkins is currently employed by Stifel, Nicolaus & Company, Inc. They have spent all of their career at Stifel, Nicolaus & Company, Inc. Harkins holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to work in Texas and Washington. Stifel, Nicolaus & Company, Inc is a registered investment firm that has its headquarters in Saint Louis, MO. The firm has offices in 459 locations and a total of 6,729 financial advisors. It has $133 billion in assets under management among its 334,814 customer accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm serves 1,312 charities and foundations. Of its 334,814 client accounts, 24% are held by high-net-worth individuals who have greater than $1 million in investable assets. The company offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services usually depend on which services are provided. However, fees charged by Stifel, Nicolaus & Company, Inc most likely are comprised of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

10400 Ne 4Th Street, Suite 2000
Bellevue, WA 98004

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$132,550,931,898

WA Average: $11,469,110,461
Total Number of Employees

6,729

WA Average: 458
Total Number of Accounts

334,814

WA Average: 33,415
Average Account Size

$395,894

WA Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Michael Harkins Work History

Michael has been registered as a financial advisor for 10 years.*

2013 - Present (11 years)

Stifel Nicolaus & Co Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Harkins to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Gregory Buckner
Wilmington, NC
Rodney Naylor
Glenwood Springs, CO
Alan Beatty
Jefferson City, MO
Mark Schreder
Baltimore, MD
Mark Kopkin
Atlanta, GA
Edward Ellis
Haddonfield, NJ
Robert Lipinski
Chicago, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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