Patrick
Riley

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#4918740
Investment Advisor
in Sammamish, WA

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About this Advisor

Patrick Riley is a financial advisor working in Sammamish, Washington with a total of 8 years of relevant experience. Riley is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. During their career, Riley has held roles at Edward Jones, Bank Of America, N.A, Merrill Lynch, Pierce, Fenner & Smith Inc, Sarasas Wittitat School and Spartan Concrete. Riley holds Series 63 and Series 66 licenses, which qualify them as a securities representative, and is able to advise clients in Texas and Washington. Merrill Lynch, Pierce, Fenner & Smith Inc is a financial advisory company operating out of New York, NY. The firm has offices in 3,372 locations and a total of 36,687 employees. It controls $1 trillion in assets under management between its 2,864,234 client accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm serves 4,459 charitable organizations. Of its 2,864,234 accounts, 23% belong to high-net-worth clients who have at least $1 million in assets available to invest. The business performs a diverse array of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fee schedules largely vary depending on which services the firm provides the client. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc can include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

8 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

500 228Th Ave Ne
Sammamish, WA 98074

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

WA Average: $7,464,549,021
Total Number of Employees

36,687

WA Average: 88
Total Number of Accounts

2,864,234

WA Average: 3,892
Average Account Size

$381,844

WA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Patrick Riley Work History

Patrick has been registered as a financial advisor for 8 years.*

2015 - Present (9 years)

Bank Of America, N.A

2015 - Present (9 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2015 - 2015 (< 1 year)

Spartan Concrete

2014 - 2015 (1 year)

Sarasas Wittitat School

2013 - 2014 (1 year)

Edward Jones

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Patrick Riley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Monica Timmons
Temecula, CA
Judith Wuntch
Houston, TX
Wilhelmina Lo
Los Angeles, CA
Daniel King
Jacksonville, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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