Sheldon
Stephen
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Sheldon Stephen is a financial advisor based in Lynnwood, Washington, working with Merrill Lynch, Pierce, Fenner & Smith Inc. Sheldon has previously held positions at Jpmorgan Chase Bank Na, Bank Of America N.A, Priority Lending, Union Bank, Bank Of The West, and Merrill Lynch, Pierce, Fenner & Smith Inc. Sheldon has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Texas and Washington. Currently, Sheldon is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Lynnwood, Washington. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,271,593,679,276
34,934
2,911,578
$436,737
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Sheldon Stephen Work History
Bank Of America N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of The West
Priority Lending
Union Bank
Jpmorgan Chase Bank Na
Disclosures
Please visit the SEC profile of Sheldon Stephen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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