Stanley
Barnes

Lesa Sroufe & Company, Inc

CRD#6611216
Investment Advisor
in Seattle, WA

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About this Advisor

Stanley Barnes is a financial advisor located in Seattle, Washington. Currently a registered advisor at Lesa Sroufe & Company, Inc, Barnes has 11 years of professional experience as a financial advisor. Barnes maintains a Series 65 license, certifying them as an investment advisor representative. Barnes is registered to work with investors based out of Washington. The advisor has gained experience at Cu Boulder and Fisher Investments. Lesa Sroufe & Company, Inc is headquartered in Seattle, Washington. As a company, Lesa Sroufe & Company, Inc manages $183 million in assets covering 292 client accounts and employs four staff members. The amount of assets the firm manages makes it one of the mid-sized financial advisory firms in the nation. The firm manages 270 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 12% of the investment firm's clients are high-net-worth individuals, meaning they have more than $1 million in assets. Lesa Sroufe & Company, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and publication of newsletters. The firm may charge clients asset-based and fixed fees.

Certifications and Registrations

Series 65

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

1200 5Th Ave., Suite 1200
Seattle, WA 98101

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Lesa Sroufe & Company, Inc Brokerage Details

Total Assets Under Management

$182,766,858

WA Average: $3,566,627,242
Total Number of Employees

4

WA Average: 46
Total Number of Accounts

292

WA Average: 1,499
Average Account Size

$625,914

WA Average: $2,379,338

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Publication of periodicals or newsletters

Stanley Barnes Work History

Stanley has 11 years of experience.

2014 - Present (7 years)

Fisher Investments

2009 - 2013 (4 years)

Cu Boulder

Disclosures

Stanley Barnes has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lesa Sroufe & Company, Inc

Stanley Barnes
Seattle, WA
Elizabeth Fleming
Seattle, WA
Shaun Corry
Seattle, WA
Lesa Sroufe
Seattle, WA

This content was compiled from the SEC and FINRA.

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