Thomas
Swoffer
Talbot Financial, LLC
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About this Advisor
Thomas Swoffer is a chartered financial analyst working in Bellevue, Washington with a total of 5 years of industry experience. Swoffer is currently employed by Talbot Financial, LLC. Their career trajectory has included roles at Wentworth, Hauser And Violich, Inc, Rw Baird, Asset Planning And Management and Talbot Financial, LLC. Swoffer holds Series 63 and Series 66 licenses, which qualify them as a securities agent, and can operate in California, New Mexico, Texas and Washington. Talbot Financial, LLC is a company headquartered in Bellevue, WA. It controls $521 million in assets under management across its 321 customer accounts, making it one of the larger financial advisory firms in the nation by assets under management. Of its 321 accounts, 88% are associated with high-net-worth clients who have at least $1 million in assets available to invest. Talbot Financial, Llc provides portfolio management for individuals and small businesses. Fees for financial advice largely depend on which service is offered. Fees charged by Talbot Financial, LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Talbot Financial, LLC Brokerage Details
$520,592,748
3
321
$1,621,784
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
Thomas Swoffer Work History
Thomas has been registered as a financial advisor for 5 years.*
Talbot Financial, LLC
Rw Baird
Asset Planning And Management
Wentworth, Hauser And Violich, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Swoffer to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Talbot Financial, LLC
Bellevue, WA
Bellevue, WA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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