Joseph
Dailey
Broadview Financial Management, LLC
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About this Advisor
Joseph Dailey is a certified financial planner operating in Milwaukee, Wisconsin with 12 years of relevant experience. Dailey is an advisor for Broadview Financial Management, LLC. They have been with Broadview Financial Management, Llc for their entire career. Dailey holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Texas and Wisconsin. Broadview Financial Management, LLC is a financial advisory business headquartered in Milwaukee, WI. It handles $465 million in total assets across its 1,282 accounts, placing it among the bigger investment advisory firms in the nation by assets under management. Of its 1,282 accounts, 63% are held by high-net-worth investors who have greater than $1 million in assets. The company provides a number of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Financial management fee schedules typically depend on which service is offered. However, fee types charged by Broadview Financial Management, LLC likely are comprised of some blend of asset-based and hourly fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Broadview Financial Management, LLC Brokerage Details
$465,309,589
9
1,282
$362,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Joseph Dailey Work History
Joseph has been registered as a financial advisor for 12 years.*
Sja Financial Advisory, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Joseph Dailey to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Broadview Financial Management, LLC
Milwaukee, WI
Milwaukee, WI
Milwaukee, WI
Milwaukee, WI
Milwaukee, WI
Milwaukee, WI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
