Scott
Schwartz
Spectrum Investment Advisors, Inc
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About this Advisor
Scott Schwartz is a financial advisor who works in Mequon, Wisconsin who has 9 years of industry experience. Schwartz is an employee of Spectrum Investment Advisors, Inc. Their career trajectory has included roles at Bmo Retirement Services, Lpl Financial and Spectrum Investment Advisors, Inc. Schwartz has Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in Wisconsin. Spectrum Investment Advisors, Inc is a financial advisory company that has its headquarters in Mequon, WI. It manages $590 million in assets across its 874 client accounts, placing it among the bigger investment advisory firms in the nation by assets under management. Of its 874 accounts, 40% are held by high-net-worth investors who have greater than $1 million in investable assets. The business offers a broad range of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors usually vary depending on which services the firm provides the client. However, fee types charged by Spectrum Investment Advisors, Inc likely consist of any blend of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Spectrum Investment Advisors, Inc Brokerage Details
$590,280,164
22
874
$675,378
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Other
Scott Schwartz Work History
Scott has been registered as a financial advisor for 9 years.*
Spectrum Investment Advisors, Inc
Lpl Financial
Bmo Retirement Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Scott Schwartz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Spectrum Investment Advisors, Inc
Mequon, WI
Mequon, WI
Mequon, WI
Mequon, WI
Mequon, WI
Mequon, WI
Mequon, WI
Mequon, WI
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