William
Sullivan

Stifel, Nicolaus & Company, Inc

CRD#7726065
Investment Advisor
in La Crosse, WI

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About this Advisor

William Sullivan is a financial advisor based in La Crosse, Wisconsin, working with Stifel, Nicolaus & Company, Inc. William has previously held positions at Festival Foods, Green Bay Parks Department, Service First Staffing, Wisconsin Public Service, Benefit Advisors Insurance Agency, Stifel, Holy Family School, Notre Dame Academy, and University Of Wisconsin La Crosse. William has passed the Series 66 regulatory exam and is registered to provide services in Texas and Wisconsin. Currently, William is part of Stifel, Nicolaus & Company, Inc, which operates out of La Crosse, Wisconsin. The firm has 460 offices and 6,534 employees. The firm manages assets totaling $149.2 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The fee structure at Stifel, Nicolaus & Company, Inc includes asset-based, fixed, and commission-based fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

201 Main Street
La Crosse, WI 54601

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$149,248,936,163

WI Average: $11,469,110,461
Total Number of Employees

6,534

WI Average: 458
Total Number of Accounts

348,524

WI Average: 33,415
Average Account Size

$428,231

WI Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

William Sullivan Work History

2023 - Present (1 year)

Stifel

2022 - 2022 (< 1 year)

Benefit Advisors Insurance Agency

2021 - 2021 (< 1 year)

Wisconsin Public Service

2020 - 2020 (< 1 year)

Service First Staffing

2019 - 2019 (< 1 year)

Green Bay Parks Department

2019 - 2023 (4 years)

University Of Wisconsin La Crosse

2017 - 2018 (1 year)

Festival Foods

2015 - 2019 (4 years)

Notre Dame Academy

2014 - 2015 (1 year)

Holy Family School

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of William Sullivan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Olivia Geiger
Grand Rapids, MI
Kaitlyn Jackson
Savannah, GA
Jake Mcguire
Garden City, NY
Patrick Coleman
New York, NY
Daniel Westfield
Garden City, NY
Matthew Verduzco
Saint Louis, MO
Nathaniel Kane
Saint Louis, MO

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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