David
Ulm
Frontier Asset Management, LLC
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About this Advisor
David Ulm is a financial advisor operating out of Sheridan, Wyoming, with 5 years of industry experience. Ulm works at Frontier Asset Management, LLC. During their career, the advisor has held roles at Invesco Distributors, Inc, Invesco Advisers, Inc, Good Harbor Financial LLC, Northern Lights Distributors, LLC, Foreside Fund Services, LLC, Cedar Capital, LLC and Frontier Asset Management. Ulm maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to operate in Wyoming. Frontier Asset Management, LLC is a firm that has its headquarters in Sheridan, WY. The investment advisory business has offices in two locations and a total of 50 employees. It administers $6 billion in total assets between its 4,289 customer accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm advises 14 charities and foundations. Of its 4,289 customer accounts, 18% belong to high-net-worth individuals who have more than $1 million in assets. The advisory firm offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and educational seminars. Fees charged by financial advisors usually depend on which service is offered. Fees billed by Frontier Asset Management, LLC can be comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Frontier Asset Management, LLC Brokerage Details
$5,945,548,711
50
4,289
$1,386,232
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Educational seminars/workshops
David Ulm Work History
David has been registered as a financial advisor for 5 years.*
Frontier Asset Management
Cedar Capital, LLC
Good Harbor Financial LLC
Northern Lights Distributors, LLC
Foreside Fund Services, LLC
Invesco Advisers, Inc
Invesco Distributors, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Ulm to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Frontier Asset Management, LLC
Sheridan, WY
Sheridan, WY
Sheridan, WY
Sheridan, WY
Sheridan, WY
Denver, CO
Sheridan, WY
Sheridan, WY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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