Signature Resources Capital Management, LLC
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Overview
Signature Resources Capital Management, LLC is a financial advisor company located in Newport Beach, California. It administers $207.5 million in assets under management throughout 1,358 client accounts, placing it in the mid-tier of financial advisory firms in the United States by assets under management (AUM). Signature Resources Capital Management, LLC has a small team, including 13 financial advisors. Signature Resources Capital Management, LLC is not a registered broker-dealer, signifying that the company is not able to buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer company to do so. Securities are tradable financial assets like equities, bonds and options.
Signature Resources Capital Management, LLC oversees all of its client assets in a discretionary manner. Discretionary management signifies that buy and sell choices for the client's account are made by an investment advisor without needing client consent. The advisory firm administers an average of $152,812 in assets for every client account. The typical financial advisor at Signature Resources Capital Management, LLC administers around 104 client accounts.
The firm's main office is located at 100 Bayview Circle, Newport Beach, California 92660. Signature Resources Capital Management, LLC is legally registered to provide services to investors across 12 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Signature Resources Capital Management, LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$207.5 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
15
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
1,358
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$152.8 thousand
Products and Services
Signature Resources Capital Management, LLC provides a number of financial services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. In the past fiscal year, the firm provided financial planning services to 11-25 of its clients. It does not sell products or offer services apart from investment advisory services to its investment advisory clients. Signature Resources Capital Management, LLC is also affiliated with one or more other service providers in the financial services industry, including with an insurance company or agency.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees typically are based on which services the firm provides the client. Fees billed by the company likely include the following fee structures: asset-based, hourly or fixed. The company does not provide a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm works with retail investors, high net worth investors, pension plans and corporations. Out of its 1,358 customers, Signature Resources Capital Management, LLC's biggest client type is retail investors, although it also caters to 31 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers are non-U.S. persons.
- High-Net-Worth Individuals* - 5.65%
- Other Individuals - 90.16%
- Corporations - 4.19%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Signature Resources Capital Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Signature Resources Capital Management, LLC
Newport Beach, CA
Newport Beach, CA
Newport Beach, CA
Newport Beach, CA
Newport Beach, CA
Newport Beach, CA
Newport Beach, CA
Newport Beach, CA
Newport Beach, CA
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