Andrew
Ficarra

Signature Resources Capital Management, LLC

CRD#6073920
Investment Advisor
in Newport Beach, CA

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About this Advisor

Andrew Ficarra is a financial advisor based in Newport Beach, California, working with Signature Resources Capital Management, LLC. Andrew has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Inc, Td Ameritrade, Inc, The Vanguard Group, Inc, Lpl Financial, Cadence Wealth Management, and Signature Resources Capital Management, LLC. Andrew has passed the Series 66 and Series 65 regulatory exams and is registered to provide services in Arizona and California. Currently, Andrew is part of Signature Resources Capital Management, LLC, which operates out of Newport Beach, California. The firm has 12 employees and manages assets totaling $218.8 million. The firm serves a variety of clients, including high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The fee structure at Signature Resources Capital Management, LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 66, Series 65

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

120 Newport Center Dr Suite 100
Newport Beach, CA 92660

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Signature Resources Capital Management, LLC Brokerage Details

Total Assets Under Management

$218,800,703

CA Average: $7,578,581,321
Total Number of Employees

12

CA Average: 43
Total Number of Accounts

1,174

CA Average: 3,727
Average Account Size

$186,372

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Andrew Ficarra Work History

2023 - Present (1 year)

Signature Resources Capital Management, LLC

2020 - Present (4 years)

Cadence Wealth Management

2019 - 2020 (1 year)

Lpl Financial

2015 - 2018 (3 years)

The Vanguard Group, Inc

2014 - 2015 (1 year)

Td Ameritrade, Inc

2012 - 2014 (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Please visit the SEC profile of Andrew Ficarra to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Signature Resources Capital Management, LLC

Glenn Crawford
Newport Beach, CA
Michael Bornstein
Newport Beach, CA
Andrew Ficarra
Newport Beach, CA
Russtin Siadatian
Newport Beach, CA
Anthony Rossi
Newport Beach, CA
Jon Mclaughlin
Newport Beach, CA
Aleksandar Glebov
Newport Beach, CA
Kevin Messenger
Newport Beach, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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