Michelle
Mai

Signature Resources Capital Management, LLC

CRD#6218487
Investment Advisor
in San Diego, CA

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About this Advisor

Michelle Mai is a financial advisor operating out of San Diego, California, who has 7 years of industry experience. Mai works at Signature Resources Capital Management, LLC. Throughout their career, Mai has worked at Phi Beta Kapital Investments, Inc, Michelle Mai Dba College Planning Source, Independent Insurance Agent and Signature Resources Capital Management LLC. Mai maintains a Series 65 license, certifying them as an investment advisor representative, and is able to operate in California and Texas. Signature Resources Capital Management, LLC is an advisory company that has its headquarters in Newport Beach, CA. The investment advisory business has a total of 15 financial advisors. It administers $208 million in assets among its 1,358 client accounts, placing it among the mid-sized financial advisory firms in the United States by assets under management. Of its 1,358 customer accounts, just 6% are held by high-net-worth individuals who have more than $1 million in assets. The company offers a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fee schedules typically depend on which services the firm provides the client. Fee types billed by Signature Resources Capital Management, LLC can consist of some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 65

Years Registered*

7 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

10875 Rancho Bernardo Road Suite 115
San Diego, CA 92127

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Signature Resources Capital Management, LLC Brokerage Details

Total Assets Under Management

$207,518,843

CA Average: $7,578,581,321
Total Number of Employees

15

CA Average: 43
Total Number of Accounts

1,358

CA Average: 3,727
Average Account Size

$152,812

CA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Michelle Mai Work History

Michelle has been registered as a financial advisor for 7 years.*

2016 - Present (8 years)

Signature Resources Capital Management LLC

2008 - Present (16 years)

Independent Insurance Agent

2005 - Present (19 years)

Michelle Mai Dba College Planning Source

2013 - 2016 (3 years)

Phi Beta Kapital Investments, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michelle Mai to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Signature Resources Capital Management, LLC

Michael Bornstein
Newport Beach, CA
Andrew Ficarra
Newport Beach, CA
Russtin Siadatian
Newport Beach, CA
Jeremy Edge
Newport Beach, CA
Anthony Rossi
Newport Beach, CA
Jon Mclaughlin
Newport Beach, CA
Aleksandar Glebov
Newport Beach, CA
Keegan Rowe
Newport Beach, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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