Laurel Wealth Advisors, LLC
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Learn more about Laurel Wealth Advisors, LLC
Overview
Laurel Wealth Advisors, LLC is a financial advisory firm situated at 309 S. Laurel Avenue, Charlotte, North Carolina, 28207. The firm has registration in multiple states, including Florida, Georgia, Louisiana, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, and Virginia.
The firm is not a registered broker dealer, but it is a large-sized firm in terms of assets under management (AUM), with $729.2 million in AUM. This AUM is distributed across 1366 client accounts, which are overseen by a team of 8 financial advisors. The majority of these accounts (1352) are managed on a discretionary basis, which allows the firm’s portfolio managers to make investment decisions without requiring approval from the clients.
In the last fiscal year, Laurel Wealth Advisors, LLC provided financial planning services to a number of clients ranging between 251 and 500. The firm offers financial planning services and portfolio management for individuals and small businesses.
The firm has affiliations in the financial industry as an accountant or accounting firm. It operates with various types of fee structures, including asset-based, hourly, and fixed fees. However, it does not participate in a wrap fee program.
Laurel Wealth Advisors, LLC works with a variety of investors, including retail investors, high net worth investors, charitable organizations, and corporations. The largest client type by accounts is retail investors, and the firm also serves 32 high net worth clients.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Laurel Wealth Advisors, LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$729.2 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
13
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
1,366
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$533.8 thousand
Products and Services
Services that Laurel Wealth Advisors, LLC provides include financial planning services and portfolio management for individuals and small businesses. In the past fiscal year, the firm provided financial planning services to 251-500 of its customers. Laurel Wealth Advisors, LLC is involved in selling products or offering services aside from investment advisory services to its customers. It is also affiliated with one or more other service providers in the financial services industry, including with an accountant or accounting firm.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees largely vary depending on the financial services provided. Fee types billed by the company likely include the following fee types: asset-based, hourly or fixed. Laurel Wealth Advisors, LLC does not participate in a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company caters to retail investors, high net worth investors, charitable organizations and corporations. Out of its 1,366 accounts, Laurel Wealth Advisors, LLC's largest client group is retail investors, although it also manages money for 148 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are from outside of the U.S.
- High-Net-Worth Individuals* - 32.24%
- Other Individuals - 61.44%
- Corporations - 3.49%
- Charitable Organizations - 2.83%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Laurel Wealth Advisors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Laurel Wealth Advisors, LLC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Huntersville, NC
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