Mark
Thompson
Laurel Wealth Advisors, LLC
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About this Advisor
Mark Thompson is a chartered financial analyst based in Charlotte, North Carolina who has 15 years of industry experience. Thompson works at Laurel Wealth Advisors, LLC. They have been an employee of Laurel Wealth Advisors, Llc for their entire career. Thompson holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Louisiana, North Carolina and Texas. Laurel Wealth Advisors, LLC is a registered investment firm based out of Charlotte, NC. The company has a total of 13 people on staff. It manages $729 million in assets under management among its 1,366 client accounts, placing it among the bigger financial advisory firms in the United States by assets under management. The firm advises 13 charitable organizations. Of its 1,366 customer accounts, 32% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. Laurel Wealth Advisors, LLC has a few services, including financial planning services and portfolio management for individuals and small businesses. Fees for financial management typically depend on the type of services. Fee types billed by Laurel Wealth Advisors, LLC most likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Laurel Wealth Advisors, LLC Brokerage Details
$729,233,241
13
1,366
$533,846
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
Mark Thompson Work History
Mark has been registered as a financial advisor for 15 years.*
Laurel Wealth Advisors, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Mark Thompson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Laurel Wealth Advisors, LLC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Charlotte, NC
Huntersville, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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