William
Sugg

Laurel Wealth Advisors, LLC

CRD#4312125
Investment Advisor
in Charlotte, NC
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About this Advisor

William Sugg is a certified financial planner based out of Charlotte, North Carolina, with a total of 11 years of professional experience. Sugg is an advisor for Laurel Wealth Advisors, LLC. Over the course of their career, Sugg has held roles at Apw Capital, Inc, 1St Global Capital Corp, Laurel Wealth Advisors LLC and 1St Global Insurance Services. Sugg maintains Series 63 and Series 66 licenses, designating them as a securities representative, and can work in North Carolina. Laurel Wealth Advisors, LLC is an advisory business headquartered in Charlotte, North Carolina. It has a total of 11 financial advisors. It oversees $446 million in total assets between its 1,314 client accounts, placing it among the bigger financial advisory firms in the country by assets under management. The firm serves five charities and foundations. Of its 1,314 accounts, just 10% are held by high-net-worth individuals who have more than $1 million in investable assets. The company performs a set of services, such as financial planning services and portfolio management for individuals and small businesses. Fees for financial advice typically depend on the services. However, fee types billed by Laurel Wealth Advisors, LLC likely consist of any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

309 S. Laurel Avenue
Charlotte, NC 28207

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Laurel Wealth Advisors, LLC Brokerage Details

Total Assets Under Management

$457,897,259

NC Average: $3,625,019,099
Total Number of Employees

14

NC Average: 22
Total Number of Accounts

1,369

NC Average: 1,917
Average Account Size

$334,476

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

William Sugg Work History

William has 11 years of experience.

2009 - Present (10 years)

Apw Capital, Inc

2007 - 2008 (1 years)

1St Global Capital Corp

2007 - Present (12 years)

Laurel Wealth Advisors LLC

2007 - 2008 (1 years)

1St Global Insurance Services

Disclosures

William Sugg has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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