Alex
Nielsen

Sonora Investment Management

CRD#7284136
Investment Advisor
in Tucson, AZ

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About this Advisor

Alex Nielsen is a financial advisor based in Tucson, Arizona, working with Sonora Investment Management. Alex has previously held positions at U.S. Navy, The Wolff Company, Sonora Investment Management LLC, and Sonora Investment Management Group, LLC. Alex has passed the Series 65 regulatory exam and is registered to provide services in Arizona and Texas. Currently, Alex is part of Sonora Investment Management, which operates out of Tucson, Arizona. The firm has 1 office and 15 employees. The firm manages assets totaling $2.0 billion and serves high-net-worth clients. The services offered by the firm include portfolio management for individuals and small businesses, as well as other services. The fee structure at Sonora Investment Management includes asset-based fees.

Certifications and Registrations

Series 65, Chartered Financial Analyst

Services Offered

Portfolio management for individuals and/or small businesses, Other

Fee Structure

Percentage of Assets

Office Location

2343 E. Broadway Blvd, Suite 116
Tucson, AZ 85719

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Sonora Investment Management Brokerage Details

Total Assets Under Management

$1,962,270,353

AZ Average: $1,555,372,352
Total Number of Employees

15

AZ Average: 37
Total Number of Accounts

3,330

AZ Average: 1,370
Average Account Size

$589,270

AZ Average: $1,135,308

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Other

Alex Nielsen Work History

2021 - Present (3 years)

Sonora Investment Management Group, LLC

2017 - Present (7 years)

U.S. Navy

2020 - 2021 (1 year)

Sonora Investment Management LLC

2018 - 2020 (2 years)

The Wolff Company

2015 - 2017 (2 years)

U.S. Navy

2010 - 2015 (5 years)

U.S. Navy

Disclosures

Please visit the SEC profile of Alex Nielsen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sonora Investment Management

Ebersole Gaines
Scottsdale, AZ
Sara Alexander
Tucson, AZ
Ludwell Gaines
Scottsdale, AZ
Edwin Hopper
Tucson, AZ
Michael Arko
Phoenix, AZ
Alex Nielsen
Tucson, AZ
Witta Payackapan
Tucson, AZ
Ryan Gargol
Scottsdale, AZ

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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