Ludwell
Gaines
Sonora Investment Management
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About this Advisor
Ludwell Gaines is a financial advisor who works out of Scottsdale, Arizona who has 1 year of industry experience. Gaines is an employee of Sonora Investment Management. The advisor has gained experience at Sonora Investment Management LLC and Sonora Investment Management Group, LLC. Gaines holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can work in Arizona and Texas. Sonora Investment Management is a registered investment company headquartered in Tucson, AZ. The company has a total of 15 people on staff. It handles $2 billion in assets under management among its 3,225 accounts, placing it among the largest financial advisory firms in the country by assets under management. Of its 3,225 customer accounts, 29% belong to high-net-worth individuals who have more than $1 million in assets available to invest. The business performs a set of services, such as portfolio management for individuals and small businesses and other services. Fees charged by financial advisors usually depend on which services the firm provides the client. Fee types billed by Sonora Investment Management typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Sonora Investment Management Brokerage Details
$1,978,888,208
15
3,225
$613,609
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Other
Ludwell Gaines Work History
Ludwell has been registered as a financial advisor for 1 years.*
Sonora Investment Management Group, LLC
Sonora Investment Management LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Ludwell Gaines to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Sonora Investment Management
Scottsdale, AZ
Tucson, AZ
Phoenix, AZ
Scottsdale, AZ
Tucson, AZ
Tucson, AZ
Tucson, AZ
Scottsdale, AZ
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