Douglas
Brown

Northern Trust Investments, Inc

CRD#4050702
Investment Advisor
in Tempe, AZ

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About this Advisor

Douglas Brown is an advisor who works out of Tempe, Arizona. Currently a registered advisor at Northern Trust Investments, Inc, Brown has 14 years of practice as an investment advisor. Brown holds Series 63, Series 65 and Series 66 licenses, certifying them as both a securities agent and an investment advisor representative. Brown is able to act as an advisor based out of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Washington, D.C., Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, North Carolina, North Dakota, Pennsylvania, Ohio, Oklahoma, Oregon, Rhode Island, South Carolina, South Dakota, Texas, Utah, Virginia, Washington, West Virginia and Wisconsin. Over the course of their career, they have held roles at Northern Trust Bank, Ing Funds Distributor, LLC, Bosc, Inc, Cavanal Hill, Bank Of Arizona and Northern Trust Securities, Inc. Northern Trust Investments, Inc is based out of Tempe, Arizona, and operates out of six additional locations in the country. As an advisor firm, Northern Trust Investments, Inc manages $837 billion in assets across 34,287 client accounts and retains more than 562 people. The firm's total assets under management makes it one of the largest firms in the United States. All of the firm's accounts are managed on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 88% of the advisor firm's investors are high-net-worth individuals, meaning they have over $1 million in capital. Northern Trust Investments, Inc provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and other services. The firm's fees may include asset-based, fixed, performance-based and other fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Years of Experience

14 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees, Others

Disclosures

No

Office Location

2100 E. Elliot Road
Tempe, AZ 85284

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Northern Trust Investments, Inc Brokerage Details

Total Assets Under Management

$806,621,804,542

AZ Average: $6,674,516,078
Total Number of Employees

573

AZ Average: 44
Total Number of Accounts

35,793

AZ Average: 2,564
Average Account Size

$22,535,742

AZ Average: $2,603,165

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Other

Douglas Brown Work History

Douglas has 14 years of experience.

2015 - Present (5 years)

Northern Trust Bank

2015 - Present (5 years)

Northern Trust Securities, Inc

2011 - 2015 (4 years)

Bosc, Inc

2011 - 2015 (4 years)

Cavanal Hill

2011 - 2015 (4 years)

Bank Of Arizona

2004 - 2011 (7 years)

Ing Funds Distributor, LLC

Disclosures

Douglas Brown has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Northern Trust Investments, Inc

Ronald Francisco
Tempe, AZ
Michelle Stewart
Tempe, AZ
Desi Berry
Tempe, AZ
Sierra Jones
Tempe, AZ
Terry Weissberg
West Palm Beach, FL
James Thompson
Tempe, AZ
Erik Spano
Tempe, AZ
Douglas Brown
Tempe, AZ

This content was compiled from the SEC and FINRA.

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