Northern Trust Investments, Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
Douglas Brown is a financial advisor located in Tempe, Arizona. Currently a registered investment advisor at Northern Trust Investments, Inc, Brown has 15 years of professional experience in the financial advisory industry. Brown maintains Series 63, Series 65 and Series 66 licenses, which qualify the advisor as both a securities agent and an investment advisor representative. Brown is able to work with clients based out of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Virginia, Washington, West Virginia and Wisconsin. Their career trajectory has included roles at Ing Funds Distributor, LLC, Bosc, Inc, Cavanal Hill, Bank Of Arizona, Northern Trust Bank and Northern Trust Securities, Inc. Northern Trust Investments, Inc is located in Tempe, Arizona, and has nine additional brick-and-mortar locations in the nation. In total, Northern Trust Investments, Inc oversees $807 billion in assets throughout 35,793 client accounts and employs more than 573 people. The amount of assets the firm manages places it among the largest investment advisory firms in the nation. All of the firm's accounts are managed on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 80% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in capital. Northern Trust Investments, Inc provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and other services. The firm's fees may include asset-based, fixed, performance-based and other fees.
Certifications and Registrations
Years of Experience
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Northern Trust Investments, Inc Brokerage Details
Let us help match you with the right financial advisor for your needs.Answer a few questions to get a personalized match.
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
Douglas Brown Work History
Douglas has 16 years of experience.
Northern Trust Bank
Northern Trust Securities, Inc
Bank Of Arizona
Ing Funds Distributor, LLC
Douglas Brown has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Northern Trust Investments, Inc