Northern Trust Investments, Inc
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About this Advisor
James Thompson is an investment advisor in Tempe, Arizona. Currently a registered investment advisor at Northern Trust Investments, Inc, Thompson has 13 years of practice as an investment advisor. Thompson maintains a Series 66 license, designating the advisor as both a securities agent and an investment advisor representative. Thompson is registered to operate based out of Arizona. Their career trajectory has included roles at Anytime Fitness, Jp Morgan Chase, Ing Financial Partners, Northern Trust Bank and Northern Trust Securities Inc. Northern Trust Investments, Inc is headquartered in Tempe, Arizona, and has six other brick-and-mortar locations throughout the nation. As a registered investment advisory firm, Northern Trust Investments, Inc oversees $837 billion in assets across 34,287 client accounts and employs more than 562 people. The amount of assets the firm manages places it among the biggest financial advisory firms in the United States. All of the firm's accounts are managed on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 88% of the investment firm's investors are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Northern Trust Investments, Inc can provide portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and other services. The firm may charge clients asset-based, fixed, performance-based and other fees.
Certifications and Registrations
Years of Experience
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Northern Trust Investments, Inc Brokerage Details
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Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
James Thompson Work History
James has 13 years of experience.
Northern Trust Bank
Northern Trust Securities Inc
Ing Financial Partners
Jp Morgan Chase
James Thompson has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Northern Trust Investments, Inc
West Palm Beach, FL