Northern Trust Investments, Inc
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About this Advisor
James Thompson is an investment advisor who lives in Tempe, Arizona. Currently a registered advisor with Northern Trust Investments, Inc, they have accumulated 10 years of work experience in the financial advisory industry. Thompson maintains a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Thompson can work with investors based out of Arizona. Throughout their career, they have worked at Jp Morgan Chase, Ing Financial Partners, Northern Trust Bank and Northern Trust Securities Inc. Northern Trust Investments, Inc is located in Tempe, Arizona, and has nine other offices across the nation. As a company, Northern Trust Investments, Inc oversees $873 billion in assets throughout 35,635 accounts and employs more than 603 people. The firm's total assets under management makes it one of the biggest financial advisory firms in the country. All of the firm's accounts are managed on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 74% of the advisory firm's customers are high-net-worth individuals, meaning they have more than $1 million in investable assets. Northern Trust Investments, Inc offers portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and other services. The firm may charge clients asset-based, fixed, performance-based and other fees.
Certifications and Registrations
Years of Experience
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Northern Trust Investments, Inc Brokerage Details
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Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Publication of periodicals or newsletters
James Thompson Work History
James has 10 years of experience.
Northern Trust Bank
Northern Trust Securities Inc
Ing Financial Partners
Jp Morgan Chase
James Thompson has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Northern Trust Investments, Inc