Jeremy
Smith
Seros Financial, LLC
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About this Advisor
Jeremy Smith is a financial advisor who works out of Tempe, Arizona with a total of 10 years of industry experience. Smith is currently employed by Seros Financial, LLC. During their career, Smith has held roles at Seros Financial LLC, First Financial Equity Corp, Cambell, Shoneberger & Associates, Newmark Capital Management, LLC, United Planners' Financial Services, Seros Insurance, Links Medical Group D/B/A Caretrek Medical Group, Ponderosa Management LLC, Links Holding Group, Newmark Capital Management, Links Medical Group Dba Caretrek Mobile Medical, Bronell Inc, Ssjs Holdings LLC, Ponderosa Retreat LLC and Seros Financial. Smith maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to operate in Arizona and Texas. Seros Financial, LLC is a firm operating out of Tempe, AZ. It oversees $188 million in assets between its 688 accounts, placing it among the mid-sized financial advisory firms in the country by assets under management. The firm provides financial advice to one charitable organizations. Of its 688 accounts, just 9% belong to high-net-worth individuals who have more than $1 million in assets. Seros Financial, LLC performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and publication of newsletters. Fees for financial management are based on which services the firm provides the client. However, fees charged by Seros Financial, LLC can include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Seros Financial, LLC Brokerage Details
$187,467,128
6
688
$272,481
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
Jeremy Smith Work History
Jeremy has been registered as a financial advisor for 10 years.*
Ponderosa Retreat LLC
Ponderosa Retreat LLC
Ssjs Holdings LLC
Bronell Inc
Links Holding Group
Ponderosa Management LLC
Seros Insurance
Seros Financial LLC
United Planners' Financial Services
Seros Financial
Links Medical Group D/B/A Caretrek Medical Group
Links Medical Group Dba Caretrek Mobile Medical
Newmark Capital Management, LLC
Newmark Capital Management
First Financial Equity Corp
Cambell, Shoneberger & Associates
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Jeremy Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Seros Financial, LLC
Tempe, AZ
Tempe, AZ
Tempe, AZ
Tempe, AZ
Gilbert, AZ
Tempe, AZ
Tempe, AZ
Tempe, AZ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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