Jeremy
Smith

Seros Financial, LLC

CRD#5058621
Investment Advisor
in Tempe, AZ

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Jeremy Smith is a financial advisor who works out of Tempe, Arizona with a total of 10 years of industry experience. Smith is currently employed by Seros Financial, LLC. During their career, Smith has held roles at Seros Financial LLC, First Financial Equity Corp, Cambell, Shoneberger & Associates, Newmark Capital Management, LLC, United Planners' Financial Services, Seros Insurance, Links Medical Group D/B/A Caretrek Medical Group, Ponderosa Management LLC, Links Holding Group, Newmark Capital Management, Links Medical Group Dba Caretrek Mobile Medical, Bronell Inc, Ssjs Holdings LLC, Ponderosa Retreat LLC and Seros Financial. Smith maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to operate in Arizona and Texas. Seros Financial, LLC is a firm operating out of Tempe, AZ. It oversees $188 million in assets between its 688 accounts, placing it among the mid-sized financial advisory firms in the country by assets under management. The firm provides financial advice to one charitable organizations. Of its 688 accounts, just 9% belong to high-net-worth individuals who have more than $1 million in assets. Seros Financial, LLC performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and publication of newsletters. Fees for financial management are based on which services the firm provides the client. However, fees charged by Seros Financial, LLC can include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Hourly Charges, Subscription Fees, Fixed Fees

Office Location

2141 East Broadway Rd. Suite 220
Tempe, AZ 85282

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Seros Financial, LLC Brokerage Details

Total Assets Under Management

$187,467,128

AZ Average: $1,555,372,352
Total Number of Employees

6

AZ Average: 37
Total Number of Accounts

688

AZ Average: 1,370
Average Account Size

$272,481

AZ Average: $1,135,308

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Publication of periodicals or newsletters

Jeremy Smith Work History

Jeremy has been registered as a financial advisor for 10 years.*

2021 - Present (3 years)

Ponderosa Retreat LLC

2021 - Present (3 years)

Ponderosa Retreat LLC

2020 - Present (4 years)

Ssjs Holdings LLC

2017 - Present (7 years)

Bronell Inc

2016 - Present (8 years)

Links Holding Group

2015 - Present (9 years)

Ponderosa Management LLC

2014 - Present (10 years)

Seros Insurance

2013 - Present (11 years)

Seros Financial LLC

2013 - Present (11 years)

United Planners' Financial Services

2013 - Present (11 years)

Seros Financial

2013 - 2019 (6 years)

Links Medical Group D/B/A Caretrek Medical Group

2013 - 2020 (7 years)

Links Medical Group Dba Caretrek Mobile Medical

2010 - 2020 (10 years)

Newmark Capital Management, LLC

2010 - 2020 (10 years)

Newmark Capital Management

2009 - 2013 (4 years)

First Financial Equity Corp

2009 - 2013 (4 years)

Cambell, Shoneberger & Associates

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Jeremy Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Seros Financial, LLC

Ashlee Merkley
Tempe, AZ
Jill Baumes
Tempe, AZ
Jeremy Smith
Tempe, AZ
Jeffrey Wilcock
Tempe, AZ
Collin Bryce
Gilbert, AZ
Sherod Bigelow
Tempe, AZ
Wilson Kelso
Tempe, AZ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started