Jill
Baumes
Seros Financial, LLC
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About this Advisor
Jill Baumes is a financial advisor operating out of Tempe, Arizona, who has 10 years of industry experience. Baumes is an employee of Seros Financial, LLC. Over the course of their career, Baumes has held roles at Newmark Capital Management, LLC, Seros Financial LLC, Opulence Fund, LLC, Lala'S Bay LLC and United Planners' Financial Services. Baumes maintains Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and can operate in Arizona and Texas. Seros Financial, LLC is an advisory firm that has its headquarters in Tempe, AZ. It administers $188 million in total assets across its 688 customer accounts, making it one of the mid-sized firms in the nation by assets under management. The firm serves one charities and foundations. Of its 688 accounts, just 9% belong to high-net-worth clients who have at least $1 million in investable assets. Seros Financial, LLC performs a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers and publication of newsletters. Fees charged by financial advisors usually depend on which services the firm provides the client. However, fees charged by Seros Financial, LLC can be comprised of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Seros Financial, LLC Brokerage Details
$187,467,128
6
688
$272,481
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
Jill Baumes Work History
Jill has been registered as a financial advisor for 10 years.*
Lala'S Bay LLC
Seros Financial LLC
United Planners' Financial Services
Opulence Fund, LLC
Newmark Capital Management, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Jill Baumes to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Seros Financial, LLC
Tempe, AZ
Tempe, AZ
Tempe, AZ
Tempe, AZ
Gilbert, AZ
Tempe, AZ
Tempe, AZ
Tempe, AZ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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