Northern Trust Securities, Inc

Investment Advisor
in Tempe, AZ

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About this Advisor

Therese Owen is an investment advisor in Tempe, Arizona. Currently an investment advisor with Northern Trust Securities, Inc, they have gathered 15 years of work experience as a financial advisor. Owen maintains Series 63 and Series 66 licenses, certifying the advisor as a securities broker. Owen is able to work with investors based out of Arizona. The advisor has gained experience at Northern Trust Securities, Inc and Northern Trust Bank. Northern Trust Securities, Inc is headquartered in Tempe, Arizona, and operates out of 18 brick-and-mortar locations in the nation. As a company, Northern Trust Securities, Inc manages $396 million in assets dispersed across 1,092 accounts and employs more than 81 people. The amount of assets the firm manages makes it one of the larger firms in the United States. All of the firm's accounts are managed on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 58% of the investment firm's clients are high-net-worth individuals, meaning they have over $1 million in assets. Northern Trust Securities, Inc offers portfolio management for individuals and small businesses and selection of other advisers. The firm may charge clients asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

15 years

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets



Office Location

2160 E. Elliot Road Suite 100
Tempe, AZ 85284

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Northern Trust Securities, Inc Brokerage Details

Total Assets Under Management


AZ Average: $6,674,516,078
Total Number of Employees


AZ Average: 44
Total Number of Accounts


AZ Average: 2,564
Average Account Size


AZ Average: $2,603,165

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Therese Owen Work History

Therese has 15 years of experience.

2009 - Present (10 years)

Northern Trust Bank

2003 - Present (16 years)

Northern Trust Securities, Inc


Therese Owen has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Northern Trust Securities, Inc

Ryan Lachmansingh
Palm Beach, FL
Julian Van Ostrand
Winnetka, IL
Albert Kim
Chicago, IL
Kevin Kaylakie
Austin, TX
Tonya Andrello
Sarasota, FL
Chad Driedger
Denver, CO
Joseph Moorhead
Chicago, IL
Daniel Johnson
Chicago, IL

This content was compiled from the SEC and FINRA.

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