Therese
Owen

Northern Trust Securities, Inc

CRD#4266266
Investment Advisor
in Tempe, AZ

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About this Advisor

Therese Owen is a financial advisor working out of Tempe, Arizona, who has been in the industry for 16 years. Owen is on the advisory team at Northern Trust Securities, Inc. The advisor has gained experience at Northern Trust Securities, Inc and Northern Trust Bank. Owen has Series 63 and Series 66 licenses, which qualify them as a securities representative, and is approved to work in Arizona. Northern Trust Securities, Inc is a registered investment business operating out of Tempe, Arizona. The company has offices in 18 locations and a total of 88 advisors. It oversees $382 million in total assets between its 1,146 accounts, making it one of the larger firms in the United States by assets under management. Of its 1,146 accounts, 58% are associated with high-net-worth investors who have more than $1 million in assets available to invest. The business performs a few services, such as portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fee schedules depend on which service is offered. However, fee types billed by Northern Trust Securities, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

17 years

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets

Disclosures

Yes

Office Location

2160 E. Elliot Road Suite 100
Tempe, AZ 85284

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Northern Trust Securities, Inc Brokerage Details

Total Assets Under Management

$381,492,289

AZ Average: $6,674,516,078
Total Number of Employees

88

AZ Average: 44
Total Number of Accounts

1,146

AZ Average: 2,564
Average Account Size

$332,890

AZ Average: $2,603,165

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Therese Owen Work History

Therese has 17 years of experience.

2009 - Present (11 years)

Northern Trust Bank

2003 - Present (17 years)

Northern Trust Securities, Inc

Disclosures

Therese Owen has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Northern Trust Securities, Inc

Nicholas Bemiss
Chicago, IL
Ryan Lachmansingh
Palm Beach, FL
Andrew Castro
Chicago, IL
Marisa Gutierrez
Chicago, IL
Alvaro Alonso
Miami, FL
Sheryl Cruz
Sarasota, FL
Robert Borowczak
Dallas, TX
Mariano Perez
Miami, FL

This content was compiled from the SEC and FINRA.

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