Erick
Barrera Castillo

Northern Trust Securities, Inc

CRD#6745182
Investment Advisor
in Tempe, AZ

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Erick Barrera Castillo is a financial advisor based in Tempe, Arizona, working with Northern Trust Securities, Inc. Erick has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, Gateway Community College, Year-Up, Bank Of America - Merrill Edge, Los Altos Ranch Market, Metro Tech High School, Texas Roadhouse, Popos Fiesta Del Sol, Northern Trust Bank, and Northern Trust Securities, Inc. Erick has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Arizona. Currently, Erick is part of Northern Trust Securities, Inc, which operates out of Tempe, Arizona. The firm has 20 offices and 75 employees. The firm manages assets totaling $1.0 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. The fee structure at Northern Trust Securities, Inc includes asset-based, fixed, and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

2190 E. Elliot Road Suite 100
Tempe, AZ 85284

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Northern Trust Securities, Inc Brokerage Details

Total Assets Under Management

$1,026,259,255

AZ Average: $6,674,516,078
Total Number of Employees

75

AZ Average: 44
Total Number of Accounts

2,110

AZ Average: 2,564
Average Account Size

$486,379

AZ Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Erick Barrera Castillo Work History

2019 - Present (5 years)

Northern Trust Bank

2019 - Present (5 years)

Northern Trust Securities, Inc

2018 - 2019 (1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc(7691)

2017 - 2018 (1 year)

Bank Of America

2017 - 2017 (< 1 year)

Bank Of America - Merrill Edge

2016 - 2017 (1 year)

Gateway Community College

2016 - 2017 (1 year)

Year-Up

2016 - 2017 (1 year)

Los Altos Ranch Market

2015 - 2016 (1 year)

Metro Tech High School

2015 - 2015 (< 1 year)

Texas Roadhouse

2014 - 2015 (1 year)

Metro Tech High School

2014 - 2014 (< 1 year)

Popos Fiesta Del Sol

Disclosures

Please visit the SEC profile of Erick Barrera Castillo to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Northern Trust Securities, Inc

John Mccadd
Chicago, IL
David Pazdan
Tempe, AZ
Kyle Walters
Tempe, AZ
Joseph Hume
Chicago, IL
Robert Fitzpatrick
Philadelphia, PA
Narsai Toma
Chicago, IL
Faizan Arby
Chicago, IL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started