Emily
Lin

Hsbc Securities (Usa) Inc

CRD#3126385
Investment Advisor
in Arcadia, CA
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About this Advisor

Emily Lin is a financial advisor operating out of Arcadia, California, who has 13 years in the industry. Lin is on the advisory team at Hsbc Securities (Usa) Inc. During their career, Lin has held roles at Merrill Lynch, Pierce, Fenner & Smith, College Of Financial Planning, Hsbc Securities (Usa) Inc and Hsbc Bank Usa, N.A. Lin has Series 63 and Series 66 licenses, qualifying them as a securities representative, and is approved to work in Alaska, California, Nevada, Utah and Texas. Hsbc Securities (Usa) Inc is an advisory business that has its headquarters in Arcadia, California. The investment advisory business has offices in 229 locations and a total of 943 employees. It controls $4 billion in total assets among its 16,410 accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm advises two charities and foundations. Of its 16,410 customer accounts, just 12% are held by high-net-worth clients who have more than $1 million in investable assets. Hsbc Securities (Usa) Inc has a number of services, including portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Financial management fees largely depend on which services the firm provides the client. However, fees charged by Hsbc Securities (Usa) Inc may include any blend of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

13 years

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Disclosures

No

Office Location

1107 South Baldwin Avenue
Arcadia, CA 91007

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Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$3,376,711,516

CA Average: $7,464,549,021
Total Number of Employees

1,017

CA Average: 88
Total Number of Accounts

17,533

CA Average: 3,892
Average Account Size

$192,592

CA Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Emily Lin Work History

Emily has 13 years of experience.

2016 - Present (3 years)

Hsbc Bank Usa, N.A

2005 - Present (14 years)

College Of Financial Planning

2013 - 2016 (3 years)

Hsbc Securities (Usa) Inc

2008 - 2013 (5 years)

Hsbc Securities (Usa) Inc

2007 - 2008 (1 year)

Merrill Lynch, Pierce, Fenner & Smith

Disclosures

Emily Lin has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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