Lee
Rosenblum
Transamerica Financial Advisors, Inc
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About this Advisor
Lee Rosenblum is a financial advisor working out of Rancho Cordova, California, who has 10 years of industry experience. Rosenblum is on the advisory team at Transamerica Financial Advisors, Inc. Rosenblum has gained experience at Transamerica Financial Advisors, Inc, World Financial Group, Inc, Harvest Development Group, Debtmerica, Student Debt Solution Center, LLC, Valley Community Legal Foundation, Farmer Veteran Coalition, Aflac (American Family Life Assurance Company), Net Law and Legacy Shield. Rosenblum has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in California. Transamerica Financial Advisors, Inc is a registered investment company that has its headquarters in Saint Petersburg, FL. The firm has offices in 286 locations and a total of 1,235 advisors. It has $2 billion in assets under management across its 59,659 accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm serves 18 charities and foundations. Of its 59,659 customer accounts, just 2% are held by high-net-worth clients who have more than $1 million in assets. The firm has a wide set of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial advisory fees depend on which services the firm provides the client. Fee types charged by Transamerica Financial Advisors, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Transamerica Financial Advisors, Inc Brokerage Details
$1,815,425,709
1,235
59,659
$30,430
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Lee Rosenblum Work History
Lee has been registered as a financial advisor for 10 years.*
Legacy Shield
Net Law
Transamerica Financial Advisors, Inc
World Financial Group, Inc
Aflac (American Family Life Assurance Company)
Farmer Veteran Coalition
Debtmerica
Student Debt Solution Center, LLC
Harvest Development Group
Valley Community Legal Foundation
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Lee Rosenblum to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Transamerica Financial Advisors, Inc
Draper, UT
Bellevue, WA
Irvine, CA
Plano, TX
Orem, UT
San Jose, CA
Bridgeport, MI
Plano, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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