Tsz
Yeung

Hsbc Securities (Usa) Inc

CRD#7334744
Investment Advisor
in Arcadia, CA

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About this Advisor

Tsz Yeung is a financial advisor based out of Arcadia, California who has 1 year of industry experience. Yeung is an employee of Hsbc Securities (Usa) Inc. Throughout their career, they have worked at Citigroup, Bank Of America, Lagerose Limited, Chinese University Of Continuing Studies, Hsbc Securities (Usa) Inc and Hsbc Bank Usa, N.A. Yeung maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in California. Hsbc Securities (Usa) Inc is a registered investment company based out of New York, NY. The investment advisory business has offices in 60 locations and a total of 510 advisors. It manages $3 billion in total assets between its 13,225 client accounts, placing it among the biggest financial advisory firms in the nation by assets under management. Of its 13,225 accounts, 25% are associated with high-net-worth investors who have at least $1 million in assets available to invest. The company offers a number of services, such as portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Financial advisory fee schedules largely vary depending on which services the firm provides the client. Fees charged by Hsbc Securities (Usa) Inc likely are comprised of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

1107 S. Baldwin Avenue Suite C
Arcadia, CA 91007

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Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$2,818,810,644

CA Average: $7,464,549,021
Total Number of Employees

510

CA Average: 88
Total Number of Accounts

13,225

CA Average: 3,892
Average Account Size

$213,143

CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Tsz Yeung Work History

Tsz has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Hsbc Securities (Usa) Inc

2022 - Present (2 years)

Hsbc Bank Usa, N.A

2020 - 2022 (2 years)

Citigroup

2019 - 2020 (1 year)

Bank Of America

2013 - 2020 (7 years)

Lagerose Limited

2013 - 2013 (< 1 year)

Chinese University Of Continuing Studies

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Tsz Yeung to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hsbc Securities (Usa) Inc

Thuc Tran
Beverly Hills, CA
Heidi Lau
Fremont, CA
Matthew Lum
San Francisco, CA
Ricardo Ramirez
Beverly Hills, CA
Giscard Chery
New Hyde Park, NY
Keith Smith
Depew, NY
Angela Carracino
Forest Hills, NY
Jason Klager
New Hyde Park, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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