Denis
Toth
Herbert J. Sims Capital Management, Inc
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About this Advisor
Denis Toth is a financial advisor based out of Fairfield, Connecticut with a total of 1 year of industry experience. Toth is an advisor for Herbert J. Sims Capital Management, Inc. Throughout their career, they have worked at Guggenheim Partners, Jpmorgan Securities LLC, Jpmorgan Chase Bank Na, Synectics, Northern Trust Securities, Inc, Northern Trust Bank and Herbert J. Sims & Co. Inc. Toth holds Series 63 and Series 66 licenses, which qualify them as a securities broker, and can operate in Connecticut. Herbert J. Sims Capital Management, Inc is an advisory firm that has its headquarters in Fairfield, CT. The firm has offices in five locations and a total of 32 employees. It oversees $140 million in total assets across its 272 client accounts, making it one of the mid-sized investment advisory firms in the country by assets under management. Of its 272 accounts, 18% belong to high-net-worth clients who have at least $1 million in assets. Herbert J. Sims Capital Management, Inc provides a few services, including portfolio management for individuals and small businesses and selection of other advisers. Financial management fees usually are based on which service is provided. Fees billed by Herbert J. Sims Capital Management, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Herbert J. Sims Capital Management, Inc Brokerage Details
$139,907,606
32
272
$514,366
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Denis Toth Work History
Denis has been registered as a financial advisor for 1 years.*
Herbert J. Sims & Co. Inc
Northern Trust Securities, Inc
Northern Trust Bank
Jpmorgan Chase Bank Na
Jpmorgan Securities LLC
Synectics
Jpmorgan Securities LLC
Guggenheim Partners
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Denis Toth to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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