Monica
Zamfir
Cape Investment Advisory, Inc
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About this Advisor
Monica Zamfir is a certified financial planner working out of Mcdonough, Georgia, who has 1 year of industry experience. Zamfir is currently employed by Cape Investment Advisory, Inc. During their career, the advisor has held roles at Sanders Morris Harris Inc, Mbt Polymers, Ef Legacy Securities, LLC, Edelman Financial Services, LLC, Financial Engines Advisors L.L.C, Td Ameritrade, Inc, Fidelity Investments, Cape Securities, Inc, Cape Investment Advisory, Inc and American Global Wealth Management, Inc. Zamfir has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in Arizona, California, Connecticut, Georgia, Maryland, New York, North Carolina, Ohio, South Carolina and Texas. Cape Investment Advisory, Inc is an advisory company based out of Mcdonough, GA. The investment advisory business has offices in 29 locations and a total of 139 advisors. It oversees $299 million in assets under management among its 1,589 accounts, placing it among the mid-sized financial advisory firms in the country by assets under management. Of its 1,589 client accounts, just 5% belong to high-net-worth clients who have greater than $1 million in assets available to invest. The business provides a wide array of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules are based on the type of financial services provided. Fees charged by Cape Investment Advisory, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cape Investment Advisory, Inc Brokerage Details
$298,865,172
139
1,589
$188,084
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Monica Zamfir Work History
Monica has been registered as a financial advisor for 1 years.*
American Global Wealth Management, Inc
Cape Investment Advisory, Inc
Cape Securities, Inc
Fidelity Investments
Td Ameritrade, Inc
Financial Engines Advisors L.L.C
Ef Legacy Securities, LLC
Edelman Financial Services, LLC
Sanders Morris Harris Inc
Mbt Polymers
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Monica Zamfir to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cape Investment Advisory, Inc
Mcdonough, GA
Mcdonough, GA
Mcdonough, GA
Mcdonough, GA
Hanover, MD
Orlando, FL
Mcdonough, GA
Mcdonough, GA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
