Christopher
Recker

Aza Capital Management

CRD#4589014
Investment Advisor
in Chicago, IL

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About this Advisor

Christopher Recker is a financial advisor working in Chicago, Illinois with a total of 9 years of industry experience. Recker is currently employed by Aza Capital Management. Their career trajectory has included roles at Interocean Capital, LLC and Aza Capital Management. Recker maintains Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Illinois and Michigan. Aza Capital Management is a registered investment firm operating out of Chicago, IL. It has a total of eight advisors. It administers $268 million in assets under management among its 800 accounts, placing it among the mid-sized investment advisory firms in the nation by assets under management. Of its 800 client accounts, 28% are held by high-net-worth clients who have at least $1 million in investable assets. Aza Capital Management provides a set of services, including financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. A financial advisor's fees typically are based on the services. However, fees billed by Aza Capital Management most likely are comprised of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65, Series 66

Years Registered*

9 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

141 W Jackson Blvd Suite 3332
Chicago, IL 60604

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Aza Capital Management Brokerage Details

Total Assets Under Management

$267,930,773

IL Average: $6,674,516,078
Total Number of Employees

8

IL Average: 44
Total Number of Accounts

800

IL Average: 2,564
Average Account Size

$334,913

IL Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients

Christopher Recker Work History

Christopher has been registered as a financial advisor for 9 years.*

2014 - Present (10 years)

Aza Capital Management

2009 - 2014 (5 years)

Interocean Capital, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Christopher Recker to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Aza Capital Management

Christopher Recker
Chicago, IL
Michael Lafontaine
Chicago, IL
Barbara Kelly
Chicago, IL
Jeffrey Keen
Chicago, IL
Ross Blauwkamp
Grand Rapids, MI
Michael Vogel
Grand Rapids, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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