Jeffrey
Keen

Aza Capital Management

CRD#5719741
Investment Advisor
in Chicago, IL

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About this Advisor

Jeffrey Keen is a financial advisor operating in Chicago, Illinois with 14 years of relevant experience. Keen currently works for Aza Capital Management. They have been with Aza Capital Management for their entire career. Keen holds a Series 65 license, which qualifies them as an investment advisor representative, and is approved to advise clients in Illinois and Michigan. Aza Capital Management is a business that has its headquarters in Chicago, IL. The company has a total of eight employees. It controls $268 million in total assets between its 800 customer accounts, making it one of the mid-sized financial advisory firms in the United States by assets under management. Of its 800 customer accounts, 28% are held by high-net-worth investors who have greater than $1 million in assets. The advisory firm provides a set of services, including financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. Fees for financial advisory services usually vary depending on the type of services provided. However, fee types charged by Aza Capital Management most likely consist of asset-based and fixed fees.

Certifications and Registrations

Series 65

Years Registered*

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

141 W Jackson Blvd Suite 3332
Chicago, IL 60604

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Aza Capital Management Brokerage Details

Total Assets Under Management

$267,930,773

IL Average: $6,674,516,078
Total Number of Employees

8

IL Average: 44
Total Number of Accounts

800

IL Average: 2,564
Average Account Size

$334,913

IL Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients

Jeffrey Keen Work History

Jeffrey has been registered as a financial advisor for 14 years.*

2005 - Present (19 years)

Aza Capital Management

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Jeffrey Keen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Aza Capital Management

Christopher Recker
Chicago, IL
Michael Lafontaine
Chicago, IL
Barbara Kelly
Chicago, IL
Jeffrey Keen
Chicago, IL
Ross Blauwkamp
Grand Rapids, MI
Michael Vogel
Grand Rapids, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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