Faizan
Arby

Northern Trust Securities, Inc

CRD#6815795
Investment Advisor
in Chicago, IL

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About this Advisor

Faizan Arby is a financial advisor based in Chicago, Illinois, working with Northern Trust Securities, Inc. Faizan has previously held positions at Goldman Sachs & Co. LLC, Northern Trust Company, Northern Trust Bank, and Northern Trust Securities, Inc. Faizan has passed the Series 66 and Series 63 regulatory exams and is registered to provide services in Illinois. Currently, Faizan is part of Northern Trust Securities, Inc, which operates out of Chicago, Illinois. The firm has 20 offices and 75 employees. The firm manages assets totaling $1.0 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. The fee structure at Northern Trust Securities, Inc includes asset-based, fixed, and commission-based fees.

Certifications and Registrations

Series 66, Series 63

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

50 South Lasalle
Chicago, IL 60603

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Northern Trust Securities, Inc Brokerage Details

Total Assets Under Management

$1,026,259,255

IL Average: $6,674,516,078
Total Number of Employees

75

IL Average: 44
Total Number of Accounts

2,110

IL Average: 2,564
Average Account Size

$486,379

IL Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Faizan Arby Work History

2023 - Present (1 year)

Northern Trust Bank

2023 - Present (1 year)

Northern Trust Securities, Inc

2017 - 2023 (6 years)

Goldman Sachs & Co. LLC

2014 - 2017 (3 years)

Northern Trust Company

Disclosures

Please visit the SEC profile of Faizan Arby to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Northern Trust Securities, Inc

John Mccadd
Chicago, IL
Narsai Toma
Chicago, IL
Robert Fitzpatrick
Philadelphia, PA
Joseph Hume
Chicago, IL
Kyle Walters
Tempe, AZ
Cesar Pena
Barrington, IL
Trisha Vergeire
Chicago, IL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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