James
Kozak
Uhlmann Investment Management, L.L.C
Answer a few questions and
get matched with an advisor.
About this Advisor
James Kozak is a financial advisor based in Skokie, Illinois who has 6 years of industry experience. Kozak is an advisor for Uhlmann Investment Management, L.L.C. During their career, the advisor has held roles at Roth Capital Partners, LLC, Uhlmann Price Securities, LLC, Robertson Stephens Securities LLC and Robertson Stephens Advisors LLC. Kozak holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can serve investors in Illinois. Uhlmann Investment Management, L.L.C is a business operating out of Skokie, IL. It has a total of 11 people on staff. It has $164 million in assets under management across its 360 client accounts, placing it among the mid-sized investment advisory firms in the nation by assets under management. Of its 360 customer accounts, 53% are associated with high-net-worth individuals who have at least $1 million in investable assets. Uhlmann Investment Management, L.L.C has a few services, including portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fees vary depending on the services. However, fees billed by Uhlmann Investment Management, L.L.C typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Uhlmann Investment Management, L.L.C Brokerage Details
$163,831,457
11
360
$455,087
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
James Kozak Work History
James has been registered as a financial advisor for 6 years.*
Uhlmann Price Securities, LLC
Robertson Stephens Securities LLC
Robertson Stephens Advisors LLC
Roth Capital Partners, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of James Kozak to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Uhlmann Investment Management, L.L.C
Skokie, IL
Mill Valley, CA
Skokie, IL
Skokie, IL
Skokie, IL
Skokie, IL
Skokie, IL
Skokie, IL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
