Michael
Herrmann

Uhlmann Investment Management, L.L.C

CRD#1567267
Investment Advisor
in Skokie, IL

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About this Advisor

Michael Herrmann is a financial advisor working out of Skokie, Illinois with a total of 3 years of industry experience. Herrmann is on the advisory team at Uhlmann Investment Management, L.L.C. Over the course of their career, Herrmann has held roles at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC and Uhlmann Price Securities. Herrmann maintains Series 63 and Series 66 licenses, qualifying them as a securities representative, and can advise clients in California, Georgia, Illinois, Indiana, Pennsylvania and Wisconsin. Uhlmann Investment Management, L.L.C is a firm based in Skokie, IL. The firm has a total of 11 financial advisors. It has $164 million in total assets across its 360 customer accounts, making it one of the mid-sized financial advisory firms in the United States by assets under management. Of its 360 accounts, 53% are held by high-net-worth clients who have more than $1 million in assets. Uhlmann Investment Management, L.L.C has a set of services, such as portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fees typically are based on the type of services provided. Fee types billed by Uhlmann Investment Management, L.L.C typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

3 years

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

5202 Old Orchard Road Suite 250
Skokie, IL 60077

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Uhlmann Investment Management, L.L.C Brokerage Details

Total Assets Under Management

$163,831,457

IL Average: $6,674,516,078
Total Number of Employees

11

IL Average: 44
Total Number of Accounts

360

IL Average: 2,564
Average Account Size

$455,087

IL Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Michael Herrmann Work History

Michael has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Uhlmann Price Securities

2016 - 2020 (4 years)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Herrmann to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Uhlmann Investment Management, L.L.C

William Lillwitz
Skokie, IL
James Kozak
Skokie, IL
Glenn Schwalje
Skokie, IL
Gordon Fallone
Mill Valley, CA
Michael Dunne
Skokie, IL
Terry Finkel
Skokie, IL
Patrick Lauderdale
Skokie, IL
Lawrence Doody
Skokie, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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