Joseph
Hume

Northern Trust Securities, Inc

CRD#7410576
Investment Advisor
in Chicago, IL

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About this Advisor

Joseph Hume is a financial advisor based in Chicago, Illinois, working with Northern Trust Securities, Inc. Joseph has previously held positions at Morgan Stanley Smith Barney LLC, Morningstar, Gies College Of Business Office Of Advancement, Wintrust Mortgage, Crate And Barrel, Arlington Heights Park District, Full Time Education, Northern Trust Bank, and Northern Trust Securities, Inc. Joseph has passed the Series 66 regulatory exam and is registered to provide services in Illinois. Currently, Joseph is part of Northern Trust Securities, Inc, which operates out of Chicago, Illinois. The firm has 20 offices and 75 employees. The firm manages assets totaling $1.0 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisers. The fee structure at Northern Trust Securities, Inc includes asset-based, fixed, and commission-based fees.

Certifications and Registrations

Series 66

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

50 South Lasalle
Chicago, IL 60603

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Northern Trust Securities, Inc Brokerage Details

Total Assets Under Management

$1,026,259,255

IL Average: $6,674,516,078
Total Number of Employees

75

IL Average: 44
Total Number of Accounts

2,110

IL Average: 2,564
Average Account Size

$486,379

IL Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Joseph Hume Work History

2022 - Present (2 years)

Northern Trust Bank

2022 - Present (2 years)

Northern Trust Securities, Inc

2021 - 2022 (1 year)

Morgan Stanley Smith Barney LLC

2020 - 2020 (< 1 year)

Morningstar

2020 - 2021 (1 year)

Full Time Education

2019 - 2019 (< 1 year)

Gies College Of Business Office Of Advancement

2019 - 2020 (1 year)

Full Time Education

2018 - 2018 (< 1 year)

Wintrust Mortgage

2018 - 2019 (1 year)

Full Time Education

2017 - 2018 (1 year)

Full Time Education

2016 - 2017 (1 year)

Crate And Barrel

2014 - 2017 (3 years)

Arlington Heights Park District

Disclosures

Please visit the SEC profile of Joseph Hume to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Northern Trust Securities, Inc

Robert Fitzpatrick
Philadelphia, PA
Cesar Pena
Barrington, IL
John Mccadd
Chicago, IL
Narsai Toma
Chicago, IL
Trisha Vergeire
Chicago, IL
Faizan Arby
Chicago, IL
David Pazdan
Tempe, AZ

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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