Michael
Thompson

Thompson Capital Management, LLC

CRD#4169577
Investment Advisor
in Indian Head Park, IL

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About this Advisor

Michael Thompson is a chartered financial analyst operating in Indian Head Park, Illinois with a total of 4 years of industry experience. Thompson currently works for Thompson Capital Management, LLC. Throughout their career, they have worked at Kaizen Advisory, Advocate Asset Management and Typhon Capital. Thompson maintains a Series 63 license, qualifying them as a securities representative, and can work in Illinois. Thompson Capital Management, LLC is an advisory firm operating in Indian Head Park, Illinois. It has just three employees. It administers $240 million in total assets among its 309 client accounts, making it one of the mid-sized investment advisory firms in the country by assets under management. Of its 309 accounts, 61% belong to high-net-worth investors who have more than $1 million in investable assets. The advisory firm provides a few services, such as financial planning services and portfolio management for individuals and small businesses. Fees for financial advisory services vary depending on the services provided. However, fees charged by Thompson Capital Management, LLC can be comprised of some blend of asset-based, fixed and other fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees, Others

Office Location

Indian Head Park, IL

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Thompson Capital Management, LLC Brokerage Details

Total Assets Under Management

$240,285,703

Total Number of Employees

3

Total Number of Accounts

309

Average Account Size

$777,624

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Michael Thompson Work History

Michael has been registered as a financial advisor for 4 years.*

2015 - Present (9 years)

Kaizen Advisory

2014 - Present (10 years)

Typhon Capital

2012 - 2014 (2 years)

Advocate Asset Management

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Thompson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Thompson Capital Management, LLC

David Thompson
Indian Head Park, IL
Michael Thompson
Indian Head Park, IL
Thomas Hines
Crystal Lake, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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