Thomas
Hines

Thompson Capital Management, LLC

CRD#2347817
Investment Advisor
in Crystal Lake, IL

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About this Advisor

Thomas Hines is a chartered financial analyst operating out of Crystal Lake, Illinois with a total of 2 years of relevant experience. Hines is on the advisory team at Thompson Capital Management, LLC. Throughout their career, Hines has worked at Good Harbor Financial, Lowery Asset Consulting, LLC, Thompson Capital Management and Thompson Capital Management, LLC I. Hines holds Series 63, Series 65 and Series 66 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in Illinois and Texas. Thompson Capital Management, LLC is an advisory company operating in Crystal Lake, Illinois. The investment advisory business has just three employees. It administers $240 million in assets under management between its 309 client accounts, placing it among the mid-sized investment advisory firms in the United States by assets under management. Of its 309 client accounts, 61% belong to high-net-worth individuals who have at least $1 million in assets available to invest. The firm has a few services, such as financial planning services and portfolio management for individuals and small businesses. A financial advisor's fee schedules typically are based on which service is provided. Fee types charged by Thompson Capital Management, LLC can include asset-based, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Series 66, Chartered Financial Analyst

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees, Others

Office Location

Crystal Lake, IL

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Thompson Capital Management, LLC Brokerage Details

Total Assets Under Management

$240,285,703

Total Number of Employees

3

Total Number of Accounts

309

Average Account Size

$777,624

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Thomas Hines Work History

Thomas has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Thompson Capital Management

2021 - Present (3 years)

Thompson Capital Management, LLC I

2018 - 2021 (3 years)

Lowery Asset Consulting, LLC

2010 - 2018 (8 years)

Good Harbor Financial

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Hines to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Thompson Capital Management, LLC

Michael Thompson
Indian Head Park, IL
David Thompson
Indian Head Park, IL
Thomas Hines
Crystal Lake, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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