Susan
Kleczkowski
Principal Securities, Inc
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About this Advisor
Susan Kleczkowski is a financial advisor working out of Phoenix, Arizona who has 4 years of relevant experience. Kleczkowski is an employee of Principal Securities, Inc. The advisor has gained experience at Diversified Investors Securities Corp, Transamerica Retirement Services, Seucurian Financial Serivices Inc, Securian Financial Services Inc, Minnesota Life Insurance Co, Newport Group, Inc, Newport Group Securities, Inc, Principal Securities, Inc and Principal Life Insurance Company. Kleczkowski has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Illinois and Texas. Principal Securities, Inc is a financial advisory company based out of Des Moines, IA. The firm has offices in 350 locations and a total of 1,430 people on staff. It handles $9 billion in assets among its 46,075 client accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm serves 34 charities and foundations. Of its 46,075 client accounts, just 3% are held by high-net-worth individuals who have more than $1 million in assets. The business provides a diverse array of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely vary depending on which services the firm provides the client. Fee types billed by Principal Securities, Inc most likely consist of any combination of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Susan Kleczkowski Work History
Susan has been registered as a financial advisor for 4 years.*
Principal Securities, Inc
Principal Life Insurance Company
Newport Group, Inc
Newport Group Securities, Inc
Seucurian Financial Serivices Inc
Securian Financial Services Inc
Minnesota Life Insurance Co
Diversified Investors Securities Corp
Transamerica Retirement Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Susan Kleczkowski to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Des Moines, IA
Phoenix, AZ
Birmingham, AL
Williamston, MI
Puyallup, WA
Lansing, MI
Arlington, TX
Bethesda, MD
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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