Albert
Lock
Universal Financial Advisors, LLC
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About this Advisor
Albert Lock is a chartered financial consultant who works in Saint Louis, Missouri with a total of 1 year of industry experience. Lock is an employee of Universal Financial Advisors, LLC. Their career trajectory has included roles at Universal Financial Group (Lowry Financial), Lpl Financial Corporation, Beam Asset Management, LLC, Securities America Inc, Pfg Advisors, LLC, Universal Financial Advisors, LLC and Universal Financial Planning Consultants, Inc. Lock holds a Series 63 license, which qualifies them as a securities agent, and can operate in Missouri and Texas. Universal Financial Advisors, LLC is a financial advisory business operating out of Saint Louis, MO. It has $182 million in assets among its 490 customer accounts, making it one of the mid-sized financial advisory firms in the nation by assets under management. The firm provides financial advisory services to two charitable organizations. Of its 490 accounts, 21% belong to high-net-worth investors who have at least $1 million in assets available to invest. The firm provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial advisory fee schedules usually vary depending on which services are provided. Fees billed by Universal Financial Advisors, LLC likely consist of asset-based and hourly fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Universal Financial Advisors, LLC Brokerage Details
$182,292,155
5
490
$372,025
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Albert Lock Work History
Albert has been registered as a financial advisor for 1 years.*
Universal Financial Advisors, LLC
Securities America Inc
Universal Financial Planning Consultants, Inc
Pfg Advisors, LLC
Beam Asset Management, LLC
Lpl Financial Corporation
Universal Financial Planning Consultants, Inc
Universal Financial Planning Consultants, Inc
Universal Financial Group (Lowry Financial)
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Albert Lock to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Universal Financial Advisors, LLC
Saint Peters, MO
Saint Louis, MO
Saint Louis, MO
Saint Louis, MO
Saint Louis, MO
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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