Thomas
Dugan
Confluence Investment Management LLC
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About this Advisor
Thomas Dugan is a financial advisor who works out of Saint Louis, Missouri who has 15 years of industry experience. Dugan works at Confluence Investment Management LLC. They have spent all of their time as a financial advisor at Confluence Investment Management Llc. Dugan maintains a Series 65 license, certifying them as an investment advisor representative, and is approved to work in Missouri. Confluence Investment Management LLC is an advisory business operating out of Saint Louis, MO. The company has offices in three locations and a total of 47 advisors. It controls $7 billion in assets under management between its 17,616 client accounts, making it one of the biggest firms in the nation by assets under management. The firm provides financial advice to 126 charitable organizations. Of its 17,616 customer accounts, just 5% belong to high-net-worth investors who have at least $1 million in assets available to invest. The firm provides a diverse range of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients and other services. Fees charged by financial advisors vary depending on which services are offered. Fees billed by Confluence Investment Management LLC likely include asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Confluence Investment Management LLC Brokerage Details
$6,928,892,883
47
17,616
$393,330
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
- Other
Thomas Dugan Work History
Thomas has been registered as a financial advisor for 15 years.*
Confluence Investment Management LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Dugan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Confluence Investment Management LLC
Solana Beach, CA
Naperville, IL
Fuquay-Varina, NC
Winnetka, IL
Saint Louis, MO
Saint Louis, MO
Saint Louis, MO
Naperville, IL
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