Austen
Harvey

Royal Alliance Associates, Inc

CRD#6269557
Investment Advisor
in Jersey City, NJ

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About this Advisor

Austen Harvey is a financial advisor working in Jersey City, New Jersey, who has 2 years of relevant experience. Harvey currently works for Royal Alliance Associates, Inc. Harvey has gained experience at Td Ameritrade, Bank Of Texas, Jp Morgan Securities LLC, Jp Morgan Chase Bank, Scottrade, D&M Leasing, Prospera Financial Services, Royal Alliance Associates, Inc and University Of North Texas. Harvey has Series 63 and Series 66 licenses, which qualify them as a securities representative, and can advise clients in Texas. Royal Alliance Associates, Inc is a registered investment business operating out of Jersey City, NJ. The firm has offices in 1,009 locations and a total of 3,704 employees. It handles $30 billion in total assets between its 149,233 client accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm serves 191 charities and foundations. Of its 149,233 customer accounts, just 11% are associated with high-net-worth clients who have at least $1 million in assets available to invest. The business performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors vary depending on which service is provided. Fees charged by Royal Alliance Associates, Inc most likely are comprised of any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

10 Exchange Place Suite 1410
Jersey City, NJ 07302

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

NJ Average: $10,121,009,343
Total Number of Employees

3,704

NJ Average: 92
Total Number of Accounts

149,233

NJ Average: 6,978
Average Account Size

$197,920

NJ Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Austen Harvey Work History

Austen has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Royal Alliance Associates, Inc

2018 - Present (6 years)

Prospera Financial Services

2018 - 2018 (< 1 year)

D&M Leasing

2016 - 2016 (< 1 year)

Jp Morgan Securities LLC

2016 - 2016 (< 1 year)

Jp Morgan Chase Bank

2016 - 2018 (2 years)

Scottrade

2015 - 2016 (1 year)

Td Ameritrade

2014 - 2015 (1 year)

University Of North Texas

2013 - 2014 (1 year)

Td Ameritrade

2013 - 2013 (< 1 year)

Bank Of Texas

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Austen Harvey to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Trisha Qualy
St Louis Park, MN
Joel Morales
Wesley Chapel, FL
Samuel Clark
South Jordan, UT
David Whitfield
Mishawaka, IN
Amanda Johnson
Spokane, WA
Grant Hartwell
Torrance, CA
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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