Ashwini
Bhatnagar

Hsbc Securities (Usa) Inc

CRD#3190118
Investment Advisor
in New York, NY

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About this Advisor

Ashwini Bhatnagar is a certified financial planner who works in New York, New York with 6 years of industry experience. Bhatnagar is on the advisory team at Hsbc Securities (Usa) Inc. Bhatnagar has gained experience at Fa Freedom LLC, Citigroup Global Markets and Hsbc Securities Usa Inc. Bhatnagar holds Series 63 and Series 66 licenses, qualifying them as a securities representative, and is approved to work in Connecticut and New Jersey. Hsbc Securities (Usa) Inc is a firm based in New York, NY. It has offices in 60 locations and a total of 510 advisors. It oversees $3 billion in total assets between its 13,225 client accounts, placing it among the largest financial advisory firms in the country by assets under management. Of its 13,225 customer accounts, 25% are held by high-net-worth investors who have greater than $1 million in assets. Hsbc Securities (Usa) Inc provides a broad array of services, including portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Fees charged by financial advisors typically vary depending on the services. However, fees charged by Hsbc Securities (Usa) Inc may include some blend of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

6 years

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

452 Fifth Avenue
New York, NY 10018

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Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$2,818,810,644

NY Average: $7,464,549,021
Total Number of Employees

510

NY Average: 88
Total Number of Accounts

13,225

NY Average: 3,892
Average Account Size

$213,143

NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Ashwini Bhatnagar Work History

Ashwini has been registered as a financial advisor for 6 years.*

2016 - Present (8 years)

Hsbc Securities Usa Inc

2012 - 2016 (4 years)

Citigroup Global Markets

2007 - 2020 (13 years)

Fa Freedom LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Ashwini Bhatnagar to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hsbc Securities (Usa) Inc

Giscard Chery
New Hyde Park, NY
Cindy Chen
Irvine, CA
Thuc Tran
Beverly Hills, CA
Ricardo Ramirez
Beverly Hills, CA
Keith Smith
Depew, NY
Angela Carracino
Forest Hills, NY
Matthew Lum
San Francisco, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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