Ashwini
Bhatnagar

Hsbc Securities (Usa) Inc

CRD#3190118
Investment Advisor
in New York, NY
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About this Advisor

Ashwini Bhatnagar is a certified financial planner in New York, New York. Currently an investment advisor at Hsbc Securities (Usa) Inc, they have accrued 11 years of professional experience. Bhatnagar holds Series 63 and Series 66 licenses, qualifying them as a securities representative. Bhatnagar can work with investors in Connecticut and New Jersey. Their career trajectory has included roles at Preiva Wealth, Fa Freedom LLC, Omnivest Group, Citigroup Global Markets and Hsbc Securities Usa Inc. Hsbc Securities (Usa) Inc is based out of New York, New York, and operates out of 229 other locations across the country. In total, Hsbc Securities (Usa) Inc oversees $4 billion in assets across 16,410 accounts and retains more than 943 people. The level of assets currently under the firm's management places it among the largest firms in the United States. The firm manages 39 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 12% of the firm's customers are high-net-worth individuals, meaning they have greater than $1 million in assets. Hsbc Securities (Usa) Inc can provide portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. The firm may charge clients asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Disclosures

No

Office Location

330 Madison Avenue Floor 12A
New York, NY 10017

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Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$3,665,289,127

NY Average: $7,464,549,021
Total Number of Employees

943

NY Average: 88
Total Number of Accounts

16,410

NY Average: 3,892
Average Account Size

$223,357

NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Ashwini Bhatnagar Work History

Ashwini has 11 years of experience.

2016 - Present (3 years)

Hsbc Securities Usa Inc

2012 - 2016 (4 years)

Citigroup Global Markets

2009 - 2012 (3 years)

Omnivest Group

2008 - 2009 (1 years)

Preiva Wealth

2007 - Present (12 years)

Fa Freedom LLC

Disclosures

Ashwini Bhatnagar has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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