Barry
Mitchell

Ubs Financial Services Inc

CRD#1807506
Investment Advisor
in New York, NY
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About this Advisor

Barry Mitchell is an investment advisor located in New York, New York. Currently a registered advisor with Ubs Financial Services Inc, they have accumulated 15 years of experience as a registered advisor. Mitchell has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Mitchell is registered to operate based out of Texas. The advisor has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc and Ubs Financial Services Inc. Ubs Financial Services Inc is headquartered in New York, New York, and operates out of 369 locations across the United States. Overall, Ubs Financial Services Inc oversees $496 billion in assets throughout 922,927 client accounts and retains more than 13,402 people. The level of assets currently under the firm's management makes it one of the biggest financial advisory firms in the country. The firm manages 453,419 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 52% of the firm's customers are high-net-worth individuals, meaning they have more than $1 million in capital. Ubs Financial Services Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

299 Park Avenue 8Th, 9Th, and 11Th Floors
New York, NY 10171

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,090,415,121

NY Average: $10,121,009,343
Total Number of Employees

13,402

NY Average: 92
Total Number of Accounts

922,927

NY Average: 6,978
Average Account Size

$537,519

NY Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Barry Mitchell Work History

Barry has 15 years of experience.

2011 - Present (8 years)

Ubs Financial Services Inc

2003 - 2011 (8 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Barry Mitchell has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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