Chor-Shing
Chan
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Chor-Shing Chan is a financial advisor based in New York, New York. Currently an advisor at Merrill Lynch, Pierce, Fenner & Smith Inc, they have gathered 10 years of practice as a registered investment advisor. Chan maintains Series 65 and Series 63 licenses, certifying them as both a securities agent and an investment advisor representative. Chan is registered to work with clients based out of Connecticut and Texas. Throughout their career, they have worked at Td Bank, Prudential Assurance Company, Hong Kong, Hsbc Bank Usa, N.A, Hsbc Securities (Usa) Inc, Bank Of America, N.A and Merrill Lynch, Pierce, Fenner & Smith Inc. Merrill Lynch, Pierce, Fenner & Smith Inc is headquartered in New York, New York, and has 3,270 additional offices in the nation. In total, Merrill Lynch, Pierce, Fenner & Smith Inc manages $962 billion in assets dispersed across 2,529,169 client accounts and employs more than 36,383 people. The amount of assets the firm manages places it among the biggest financial advisory firms in the United States. The firm manages 778,387 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 7% of the firm's clients are high-net-worth individuals, meaning they have over $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
Services Offered
Fee Structure
Disclosures
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$962,052,205,321
36,383
2,529,169
$380,383
Let us help match you with the right financial advisor for your needs.
Answer a few questions to get a personalized match.Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Chor-Shing Chan Work History
Chor-Shing has 10 years of experience.
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Hsbc Securities (Usa) Inc
Hsbc Bank Usa, N.A
Td Bank
Prudential Assurance Company, Hong Kong
Disclosures
Chor-Shing Chan has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
Chandler, AZ
Henderson, NV
Pennington, NJ
Concord, CA
New York, NY
Vero Beach, FL
Holly Springs, NC
Chandler, AZ
This content was compiled from the SEC and FINRA.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.