Chor-Shing
Chan

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#6412043
Investment Advisor
in New York, NY

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About this Advisor

Chor-Shing Chan is a financial advisor based in New York, New York. Currently an advisor at Merrill Lynch, Pierce, Fenner & Smith Inc, they have gathered 10 years of practice as a registered investment advisor. Chan maintains Series 65 and Series 63 licenses, certifying them as both a securities agent and an investment advisor representative. Chan is registered to work with clients based out of Connecticut and Texas. Throughout their career, they have worked at Td Bank, Prudential Assurance Company, Hong Kong, Hsbc Bank Usa, N.A, Hsbc Securities (Usa) Inc, Bank Of America, N.A and Merrill Lynch, Pierce, Fenner & Smith Inc. Merrill Lynch, Pierce, Fenner & Smith Inc is headquartered in New York, New York, and has 3,270 additional offices in the nation. In total, Merrill Lynch, Pierce, Fenner & Smith Inc manages $962 billion in assets dispersed across 2,529,169 client accounts and employs more than 36,383 people. The amount of assets the firm manages places it among the biggest financial advisory firms in the United States. The firm manages 778,387 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 7% of the firm's clients are high-net-worth individuals, meaning they have over $1 million in investable assets. Merrill Lynch, Pierce, Fenner & Smith Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 65, Series 63

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

92 Delancey St
New York, NY 10002

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$962,052,205,321

NY Average: $7,464,549,021
Total Number of Employees

36,383

NY Average: 88
Total Number of Accounts

2,529,169

NY Average: 3,892
Average Account Size

$380,383

NY Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Chor-Shing Chan Work History

Chor-Shing has 10 years of experience.

2015 - Present (6 years)

Bank Of America, N.A

2015 - Present (6 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2014 - 2015 (1 year)

Hsbc Securities (Usa) Inc

2013 - 2015 (2 years)

Hsbc Bank Usa, N.A

2011 - 2013 (2 years)

Td Bank

2010 - 2010 (< 1 year)

Prudential Assurance Company, Hong Kong

Disclosures

Chor-Shing Chan has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc

Katelyn Gallagher
Chandler, AZ
Jacob Church
Henderson, NV
Ryan Harrison
Pennington, NJ
Aniello Iazzetta
Concord, CA
Chor-Shing Chan
New York, NY
Jeffrey Petersen
Vero Beach, FL
Michael Mason
Holly Springs, NC
Rayan Hamze
Chandler, AZ

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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