Merrill Lynch, Pierce, Fenner & Smith Inc
About this Advisor
Chor-Shing Chan is a financial advisor based in New York, New York, who has 11 years of financial industry experience. Chan is on the advisory team at Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Td Bank, Hsbc Bank Usa, N.A, Hsbc Securities (Usa) Inc, Bank Of America, N.A and Merrill Lynch, Pierce, Fenner & Smith Inc. Chan holds Series 65 and Series 63 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to serve investors in Connecticut, New York and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a firm headquartered in New York, New York. The company has offices in 3,374 locations and a total of 34,906 advisors. It oversees $1 trillion in assets under management among its 2,825,602 customer accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm serves 5,339 charities and foundations. Of its 2,825,602 accounts, just 9% are held by high-net-worth clients who have more than $1 million in assets. The business has a diverse range of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors largely are based on which service is provided. However, fee types billed by Merrill Lynch, Pierce, Fenner & Smith Inc can consist of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
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Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Chor-Shing Chan Work History
Chor-Shing has 11 years of experience.
Bank Of America, N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Hsbc Securities (Usa) Inc
Hsbc Bank Usa, N.A
Chor-Shing Chan has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
New Caney, TX
Newport News, VA
New York, NY
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