Domenick
Carofine

Lumiere Financial

CRD#4403973
Investment Advisor
in New York, NY

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About this Advisor

Domenick Carofine is a financial advisor based in New York, New York, working with Lumiere Financial. Domenick has previously held positions at Allstate Financial Services, LLC, Edward Jones, Massmutual Life Insurance Co, Mml Investors Services, LLC, Lumiere Financial Group LLC, Plymouth Rock, and Woodstock Farms. Domenick has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in New Jersey and New York. Currently, Domenick is part of Lumiere Financial, which operates out of New York, New York. The firm has 1 office and 8 employees. The firm manages assets totaling $45.0 million and serves high-net-worth clients. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Lumiere Financial includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

675 Third Avenue Suite 920
New York, NY 10017

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Lumiere Financial Brokerage Details

Total Assets Under Management

$44,981,403

NY Average: $7,464,549,021
Total Number of Employees

8

NY Average: 88
Total Number of Accounts

202

NY Average: 3,892
Average Account Size

$222,680

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Domenick Carofine Work History

2023 - Present (1 year)

Lumiere Financial Group LLC

2023 - Present (1 year)

Plymouth Rock

2023 - Present (1 year)

Woodstock Farms

2022 - 2023 (1 year)

Massmutual Life Insurance Co

2022 - 2023 (1 year)

Mml Investors Services, LLC

2016 - 2022 (6 years)

Edward Jones

2001 - 2016 (15 years)

Allstate Financial Services, LLC

Disclosures

Please visit the SEC profile of Domenick Carofine to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lumiere Financial

James Malloy
New York, NY
Derek Botwinick
New York, NY
Richard Tolway
New York, NY
Xiaonuo Zhou
New York, NY
Tzvetelina Botchoukova
New York, NY
Joseph Milici
New York, NY
Domenick Carofine
New York, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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