Gonzalo
Yubi

Hsbc Securities (Usa) Inc

CRD#5713284
Investment Advisor
in Buffalo, NY

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About this Advisor

Gonzalo Yubi is a financial advisor based in Buffalo, New York, working with Hsbc Securities (Usa) Inc. Gonzalo has previously held positions at Charles Shwab Bank, Jp Morgan Chase Bank, N.A, J.P. Morgan Securities LLC, Fidelity Investments, Hsbc Bank Usa National Association, Hsbc Securities (Usa) Inc, and Charles Schwab & Co., Inc. Gonzalo has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in New York. Currently, Gonzalo is part of Hsbc Securities (Usa) Inc, which operates out of Buffalo, New York. The firm has 62 offices and 507 employees. The firm manages assets totaling $3.0 billion and serves high-net-worth clients. The services offered by the firm include portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, and other services. The fee structure at Hsbc Securities (Usa) Inc includes asset-based, fixed, and performance-based fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

239 Van Rensselaer Street Floor 2
Buffalo, NY 14210

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Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$3,020,458,399

NY Average: $7,464,549,021
Total Number of Employees

507

NY Average: 88
Total Number of Accounts

12,389

NY Average: 3,892
Average Account Size

$243,802

NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Gonzalo Yubi Work History

2024 - Present (0 year)

Hsbc Bank Usa National Association

2024 - Present (0 year)

Hsbc Securities (Usa) Inc

2022 - Present (2 years)

Fidelity Investments

2022 - 2022 (< 1 year)

Jp Morgan Chase Bank, N.A

2022 - 2022 (< 1 year)

J.P. Morgan Securities LLC

2014 - 2022 (8 years)

Charles Shwab Bank

2014 - 2022 (8 years)

Charles Schwab & Co., Inc

Disclosures

Please visit the SEC profile of Gonzalo Yubi to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hsbc Securities (Usa) Inc

Mariana Velasquez
Miami, FL
Heidi Lau
Fremont, CA
Mark Chen
Arcadia, CA
Drini Ahmeti
New York, NY
Atif Ahmad
New York, NY
Christopher Brown
New York, NY
Christina Nikolaidi
New York, NY
Arvin Reyes
Buffalo, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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