Income & Asset Advisory, Inc

Investment Advisor
in Armonk, NY

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About this Advisor

James Mccauley is a financial advisor working out of Armonk, New York with a total of 11 years of industry experience. Mccauley works at Income & Asset Advisory, Inc. Their career trajectory has included roles at J P Mccauley & Co LTD, Income & Asset Advisory, Inc and American Portfolios Financial Services, Inc. Mccauley maintains Series 63 and Series 66 licenses, certifying them as a securities agent, and is registered to advise clients in Connecticut, New Jersey and New York. Income & Asset Advisory, Inc is a financial advisory firm based out of Armonk, NY. The company has just five employees. It handles $109 million in assets under management among its 444 client accounts, placing it among the mid-sized financial advisory firms in the nation by assets under management. Of its 444 customer accounts, 21% are associated with high-net-worth investors who have greater than $1 million in assets. The advisory firm performs a broad set of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and other services. Financial advisory fees largely are based on which services the firm provides the client. Fee types charged by Income & Asset Advisory, Inc most likely include some blend of asset-based and hourly fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

11 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Other

Fee Structure

Percentage of Assets, Hourly Charges

Office Location

80 Business Park Drive, Suite 108
Armonk, NY 10504

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Income & Asset Advisory, Inc Brokerage Details

Total Assets Under Management


NY Average: $7,464,549,021
Total Number of Employees


NY Average: 88
Total Number of Accounts


NY Average: 3,892
Average Account Size


NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Other

James Mccauley Work History

James has been registered as a financial advisor for 11 years.*

2012 - Present (11 years)

American Portfolios Financial Services, Inc

2006 - Present (17 years)

Income & Asset Advisory, Inc

1982 - Present (41 years)

J P Mccauley & Co LTD

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of James Mccauley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Income & Asset Advisory, Inc

Derek Ralston
Armonk, NY
Catherine Newman
Armonk, NY
Eileen Hawe
Armonk, NY
James Mccauley
Armonk, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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