Peter
Sartori

Excel Securities & Associates, Inc

CRD#5064060
Investment Advisor
in Rochester, NY

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About this Advisor

Peter Sartori is a financial advisor operating out of Rochester, New York with a total of 2 years of relevant experience. Sartori is on the advisory team at Excel Securities & Associates, Inc. Over the course of their career, they have held roles at Hornor Townsend & Kent Inc, Penn Mutual Life Insurance Co and Excel Securities & Associates, Inc. Sartori holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to work in New York. Excel Securities & Associates, Inc is an advisory firm based in Rochester, NY. The firm has offices in three locations and a total of 24 people on staff. It handles $344 million in assets under management across its 2,721 accounts, placing it among the mid-sized investment advisory firms in the nation by assets under management. The firm provides a few services, including financial planning services, portfolio management for individuals and small businesses and pension consulting services. Fees for financial management usually are based on the type of services provided. Fees charged by Excel Securities & Associates, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services

Fee Structure

Percentage of Assets

Office Location

2243 Lyell Ave
Rochester, NY 14606

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Excel Securities & Associates, Inc Brokerage Details

Total Assets Under Management

$344,257,941

NY Average: $7,464,549,021
Total Number of Employees

24

NY Average: 88
Total Number of Accounts

2,721

NY Average: 3,892
Average Account Size

$126,519

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services

Peter Sartori Work History

Peter has been registered as a financial advisor for 2 years.*

2014 - Present (10 years)

Excel Securities & Associates, Inc

2010 - 2014 (4 years)

Hornor Townsend & Kent Inc

2010 - 2014 (4 years)

Penn Mutual Life Insurance Co

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Peter Sartori to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Excel Securities & Associates,Inc

Justin Cuvelier
Rochester, NY
Ryken Ruuspakka
Endicott, NY
Robert Lee
Rochester, NY
Peter Sartori
Rochester, NY
Mary Serbonich
Endicott, NY
Emil Bielecki
Endicott, NY
Paul Kruger
Amsterdam, NY
David Prull
Rochester, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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