Principal Securities, Inc

Investment Advisor
in Raleigh, NC
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About this Advisor

Blaine Laverick is a chartered financial consultant operating in Raleigh, North Carolina, who has been in the advisory business for 33 years. Laverick is on the advisory team at Principal Securities, Inc. Over the course of their career, Laverick has held roles at The Principal Life Insurance Co and Princor Financial Services Corporation. Laverick holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can work in North Carolina. Principal Securities, Inc is an advisory firm that has its headquarters in Raleigh, North Carolina. It has offices in 354 locations and a total of 1,687 advisors. It handles $6 billion in assets under management among its 28,235 accounts, placing it among the biggest firms in the nation by assets under management. The firm provides financial advice to 30 charitable organizations. Of its 28,235 accounts, just 2% are associated with high-net-worth clients who have more than $1 million in assets available to invest. Principal Securities, Inc offers a number of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Fees for financial advice largely vary depending on which service is offered. However, fee types charged by Principal Securities, Inc can include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

33 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

4141 Parklake Ave Ste 400
Raleigh, NC 27612

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Principal Securities, Inc Brokerage Details

Total Assets Under Management


NC Average: $9,259,360,772
Total Number of Employees


NC Average: 166
Total Number of Accounts


NC Average: 7,189
Average Account Size


NC Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Blaine Laverick Work History

Blaine has 33 years of experience.

1986 - Present (33 years)

Princor Financial Services Corporation

1985 - Present (34 years)

The Principal Life Insurance Co


Blaine Laverick has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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