Walter
Whaley
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Walter Whaley is a financial advisor based in Wilmington, North Carolina, working with Merrill Lynch, Pierce, Fenner & Smith Inc. Walter has previously held positions at South Columbus High School, Whaley & Son Construction, H&W Glass, Carolina Financial Services Group, Fidelity Investments, Cape Fear Community College, East Carolina University, Merrill Lynch, Pierce, Fenner & Smith Inc, and Bank Of America, N.A. Walter has passed the Series 66 and Series 63 regulatory exams and is registered to provide services in North Carolina and Texas. Currently, Walter is part of Merrill Lynch, Pierce, Fenner & Smith Inc, which operates out of Wilmington, North Carolina. The firm has 3,542 offices and 34,934 employees. The firm manages assets totaling $1.3 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Merrill Lynch, Pierce, Fenner & Smith Inc includes asset-based, fixed, and commission-based fees.
Certifications and Registrations
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,271,593,679,276
34,934
2,911,578
$436,737
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Walter Whaley Work History
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Fidelity Investments
Carolina Financial Services Group
East Carolina University
East Carolina University
Whaley & Son Construction
Cape Fear Community College
H&W Glass
South Columbus High School
Disclosures
Please visit the SEC profile of Walter Whaley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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