Steven
Cole

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#1385405
Investment Advisor
in Portland, OR
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About this Advisor

Steven Cole is a financial advisor working in Portland, Oregon, with a total of 33 years of professional experience. Cole is currently employed by Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, they have worked at Bank Of America, N.A and Merrill Lynch, Pierce, Fenner & Smith Inc. Cole maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to work in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is an advisory firm based out of Portland, Oregon. The investment advisory business has offices in 2,958 locations and a total of 40,146 advisors. It controls $820 billion in assets under management among its 2,272,151 accounts, making it one of the largest firms in the United States by assets under management. The firm serves 4,667 charitable organizations. Of its 2,272,151 client accounts, just 3% are associated with high-net-worth clients who have more than $1 million in assets. The firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees for financial advice vary depending on which service is offered. Fees charged by Merrill Lynch, Pierce, Fenner & Smith Inc likely are comprised of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

33 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

1211 Sw 5Th Ave
Portland, OR 97204

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$797,284,337,467

OR Average: $7,464,549,021
Total Number of Employees

41,217

OR Average: 88
Total Number of Accounts

2,472,247

OR Average: 3,892
Average Account Size

$322,494

OR Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Steven Cole Work History

Steven has 33 years of experience.

2011 - Present (8 years)

Bank Of America,N.A

1985 - Present (34 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Steven Cole has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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